SMARTCom Solution Suite

Our solution suite provides users with the tools they need to stay on top of the ongoing challenge of Trade and Transaction Analytics and Reporting. 

RegSmarts' system provides a scalable, flexible, secure, cross-asset class system at an affordable price.

A few highlights:

  • Data Repository with historical Trades and Transactions across asset classes 

  • Configurable rules engine monitors trades and events, routes to users for review and action​

  • Rich reporting tools for users to 'slice and dice' through data.​

  • Entitlements based user access

  • Dashboard for reviewing up-to-date snapshots

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User friendly dashboards provide easy access to 

  • an at-a-glance up-to-the minute snapshot of trading activity

  • review rule-based assigned alerts 

  • user sign-offs

  • shared documents and annotations

Dashboards customized to user roles and profiles.

Reporting and Analytics

Users can

  • View up-to-date transaction data (based on entitlements)

  • Create and save reports

  • Download data for offline analysis and analytics

  • Review alerts as triggered and auto-assigned by the rules engine

  • Single place to review trades across clearing brokers

  • View trade lineage - front to back


Products & Data

SMARTCom features

  • Handles all asset classes - cash, OTC and structured products

  • Supports real-time and batch data inflows

  • Provides easy adapters to ingest data in any format and from any source

  • Validates data and routes issues to data quality support team with visibility to users

  • Connects to multiple regulatory agencies with their protocols and formats

Need more details? Contact us

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